Daniel Wrobel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Bank, National Association (no longer approved here)

    FRN 456183

    • [FCA CF] Significant management (1 Mar 2020 to 11 May 2023)
    • [FCA CF] Manager of certification employee (1 Mar 2018 to 11 May 2023)
    • [FCA CF] Client dealing (6 Apr 2017 to 11 May 2023)
  • Wells Fargo Securities International Limited (no longer approved here)

    FRN 186745

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 11 May 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 11 May 2023)
    • CF29 Significant management (29 Aug 2017 to 8 Dec 2019)
    • CF30 Customer (22 Feb 2017 to 8 Dec 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (6 Jul 2004 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (29 Nov 2002 to 13 May 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.