Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (23 Jan 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (2 Apr 2003 to 23 Jan 2004)
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- [PRA CF] Significant risk taker or Material risk taker (1 May 2019 to 30 Apr 2020)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Apr 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.