Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jan 2025)
    • [FCA CF] Client dealing (since 21 May 2020)
    • [FCA CF] Manager of certification employee (17 Nov 2021 to 10 Jul 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Jan 2025)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (24 Aug 2017 to 30 Jan 2020)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (7 Mar 2016 to 6 May 2020)
    • CF30 Customer (11 Dec 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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