Daniel Thomas Broderick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Manager of certification employee (since 15 Mar 2023)
    • [FCA CF] Client dealing (since 4 Apr 2017)
    • [FCA CF] Manager of certification employee (13 Mar 2019 to 8 Apr 2020)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF26 Customer Trading (1 Dec 2001 to 22 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.