Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Manager of certification employee (29 Sep 2017 to 7 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 26 Nov 2021)
- CF30 Customer (9 Oct 2014 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- [FCA CF] Manager of certification employee (29 Sep 2017 to 7 Oct 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 26 Nov 2021)
- CF30 Customer (9 Oct 2014 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
-
- CF30 Customer (2 Jun 2008 to 30 Dec 2009)
-
- CF21 Investment Adviser (1 Dec 2001 to 8 Aug 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.