Daniel Sullivan

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP Markets Limited
FRN 124520
- [FCA CF] Client dealing (since 1 Oct 2022)
TP ICAP Broking Limited
FRN 154234
- [FCA CF] Client dealing (since 1 Oct 2022)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- [FCA CF] Client dealing (4 Jun 2021 to 3 Jul 2023)
King & Shaxson Limited (no longer approved here)
FRN 179213
- CF30 Customer (20 Apr 2012 to 8 Dec 2019)
Vantage Capital Markets LLP (no longer approved here)
FRN 416697
- CF30 Customer (10 Feb 2011 to 31 Oct 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.