Daniel Stuart Edwards

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 13. Giving personal recommendations on and dealing with derivatives
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 5 Jan 2017)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF21 Investment Adviser (30 Aug 2006 to 6 Dec 2006)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF21 Investment Adviser (11 Feb 2003 to 30 May 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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