Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ABC FINANCE LIMITED
FRN 304671
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Client dealing (since 5 Jan 2026)
- [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
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- Appointed representative dealing with clients for which they require qualification (6 Mar 2025 to 3 Oct 2025)
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- Appointed representative dealing with clients for which they require qualification (21 Oct 2024 to 31 Jan 2025)
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- [FCA CF] Functions requiring qualifications (2 Jan 2023 to 10 Oct 2024)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.