Daniel Steven Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 13 Jan 2026)
    • CF30 Customer (since 9 Jan 2026)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • [FCA CF] Functions requiring qualifications (27 Jan 2025 to 31 Dec 2025)
    • [FCA CF] Client dealing (27 Jan 2025 to 31 Dec 2025)
  • Kieron John Bassett (no longer approved here)

    FRN 144667

    • [FCA CF] Client dealing (9 Dec 2019 to 24 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 Dec 2024)
    • CF30 Customer (7 Feb 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.