Daniel Stephen Wormull

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Feb 2019)
    • [FCA CF] Material risk taker (since 22 Feb 2019)
    • [FCA CF] Client dealing (since 9 Nov 2018)
    • [FCA CF] Manager of certification employee (20 May 2020 to 27 Feb 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 30 Oct 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Dec 2020)
    • [FCA CF] Material risk taker (since 18 Dec 2020)
    • [FCA CF] Client dealing (since 9 Nov 2018)
    • [FCA CF] Manager of certification employee (20 May 2020 to 27 Feb 2024)
  • EDF Trading Markets Limited (no longer approved here)

    FRN 197427

    • CF30 Customer (28 Mar 2018 to 15 May 2018)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (19 Nov 2013 to 30 Sep 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (19 Nov 2013 to 1 Oct 2015)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 22 Jul 2013)
    • CF21 Investment Adviser (3 Jun 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.