Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 13 Sep 2016)
- CF29 Significant management (19 Aug 2014 to 6 Mar 2016)
- CF30 Customer (6 Dec 2012 to 15 Dec 2014)
- CF1 Director (2 Jul 2012 to 9 Jun 2014)
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- CF1 Director (2 Apr 2009 to 29 Feb 2012)
- CF30 Customer (8 Jul 2008 to 29 Feb 2012)
- CF8 Apportionment and Oversight (16 Apr 2008 to 31 Mar 2009)
- CF3 Chief Executive (16 Apr 2008 to 29 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.