Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • SMF18 Other Overall Responsibility (7 Mar 2016 to 13 Sep 2016)
    • CF29 Significant management (19 Aug 2014 to 6 Mar 2016)
    • CF30 Customer (6 Dec 2012 to 15 Dec 2014)
    • CF1 Director (2 Jul 2012 to 9 Jun 2014)
  • Julius Baer International Limited (no longer approved here)

    FRN 139179

    • CF1 Director (2 Apr 2009 to 29 Feb 2012)
    • CF30 Customer (8 Jul 2008 to 29 Feb 2012)
    • CF8 Apportionment and Oversight (16 Apr 2008 to 31 Mar 2009)
    • CF3 Chief Executive (16 Apr 2008 to 29 Feb 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.