Daniel Sperber

Last updated
3 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coleshill Mortgage Services Limited

    FRN 950748

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Aug 2021)
    • SMF16 Compliance Oversight (since 4 Aug 2021)
    • SMF3 Executive Director (since 4 Aug 2021)
    • [FCA CF] Client dealing (since 4 Aug 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (4 Feb 2021 to 4 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (31 Jan 2020 to 4 Aug 2021)
    • CF30 Customer (31 Jan 2020 to 4 Aug 2021)
  • Coleshill Mortgage Services Ltd (no longer approved here)

    FRN 448789

    • Employed By (31 Jan 2020 to 4 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.