Daniel Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (11 Jun 2010 to 6 Aug 2014)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (23 Jun 2008 to 3 Jun 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 19 Mar 2008)
    • CF21 Investment Adviser (8 Nov 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.