Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (6 Aug 2013 to 31 Jul 2015)
  • Advanced Financial Planning Scotland Limited (no longer approved here)

    FRN 460050

    • (5)Employed By (6 Aug 2013 to 31 Jul 2015)

Recent activity

Updates to this individual's record on the FCA register.

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