Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Client dealing (since 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
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- CF30 Customer (6 Aug 2013 to 31 Jul 2015)
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- (5)Employed By (6 Aug 2013 to 31 Jul 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.