Daniel Sam

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Manager of certification employee (since 29 Apr 2024)
    • [FCA CF] Client dealing (since 13 Sep 2023)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • [FCA CF] Client dealing (1 Aug 2022 to 31 May 2023)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • [FCA CF] Client dealing (31 Oct 2020 to 31 May 2023)
    • CF30 Customer (7 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.