Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 8 May 2025)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (25 Feb 2021 to 26 May 2022)
- CF30 Customer (12 Feb 2016 to 6 Mar 2016)
- CF21 Investment Adviser (9 Dec 2003 to 1 Feb 2005)
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- [FCA CF] Manager of certification employee (7 Mar 2016 to 25 Jul 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 25 Jul 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Feb 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.