Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Feb 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 31 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 1 May 2013)
    • CF21 Investment Adviser (27 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jan 2005 to 27 Sep 2006)
  • Rees Astley Independent Financial Advisers Limited (no longer approved here)

    FRN 148187

    • CF21 Investment Adviser (3 Aug 2004 to 4 Jan 2005)
    • CF22 Investment Adviser (Trainee) (1 Aug 2003 to 3 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.