Daniel Ross

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • N. M. ROTHSCHILD & SONS LIMITED

    FRN 124451

    • [FCA CF] Client dealing (since 31 Mar 2025)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Jan 2022 to 16 Dec 2024)
    • [FCA CF] Client dealing (9 Sep 2021 to 16 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Sep 2021 to 16 Dec 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (5 Nov 2016 to 22 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
    • CF30 Customer (8 Apr 2009 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 23 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.