Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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WINTERFLOOD SECURITIES LIMITED
FRN 141455
- [FCA CF] Client dealing (since 5 Jul 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
- CF30 Customer (24 Nov 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.