Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Benchmark submission and administration (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (9 Mar 2017 to 8 Dec 2019)
    • CF1 Director (9 Mar 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (9 Mar 2017 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.