Daniel Robert Weldon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Investment and Tax Advisory Services Limited

    FRN 209529

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF16 Compliance Oversight (since 9 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 3 Oct 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 1 Feb 2022)
    • CF1 Director (30 Nov 2017 to 8 Dec 2019)
    • CF30 Customer (26 Sep 2017 to 8 Dec 2019)
  • Astute Money Management Ltd (no longer approved here)

    FRN 594764

    • Employed By (6 Feb 2013 to 31 Jul 2015)
  • Atkins Bland Limited (no longer approved here)

    FRN 184046

    • CF30 Customer (15 Apr 2008 to 23 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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