Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (5 Sep 2016 to 6 Jul 2020)
    • [FCA CF] Manager of certification employee (5 Sep 2016 to 6 Jul 2020)
    • [FCA CF] Material risk taker (5 Sep 2016 to 31 Mar 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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