Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brooks Macdonald Asset Management Limited
FRN 184918
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 16 Nov 2020)
- [FCA CF] Functions requiring qualifications (since 16 Nov 2020)
- CF30 Customer (1 Mar 2013 to 8 Dec 2019)
Recent activity
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