Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 8 Jan 2018)
    • CF10 Compliance Oversight (8 Jan 2018 to 8 Dec 2019)
    • CF1 Director (8 Jan 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (8 Jan 2018 to 30 Sep 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (18 Mar 2013 to 19 May 2014)
    • CF1 Director (AR) (1 Mar 2011 to 1 Apr 2012)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (2 Apr 2012 to 10 Jul 2013)
  • Advance Mortgage Funding Limited (no longer approved here)

    FRN 305008

    • CF1 Director (AR) (13 Oct 2009 to 8 Jan 2018)
  • David Eliott Property Finance (Richmond) Ltd (no longer approved here)

    FRN 507896

    • Employed By (13 Oct 2009 to 10 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

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