Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JWA Financial Planning Ltd
FRN 798772
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Feb 2021)
- [FCA CF] Client dealing (since 1 Aug 2020)
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- CF1 Director (AR) (5 Apr 2013 to 31 Dec 2013)
- CF30 Customer (28 Jan 2013 to 31 Dec 2013)
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- CF30 Customer (25 Oct 2011 to 31 Dec 2012)
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- CF30 Customer (11 Feb 2011 to 7 Nov 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.