Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 18 Feb 2021)
    • [FCA CF] Client dealing (since 1 Aug 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (5 Apr 2013 to 31 Dec 2013)
    • CF30 Customer (28 Jan 2013 to 31 Dec 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (25 Oct 2011 to 31 Dec 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (11 Feb 2011 to 7 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.