Daniel Regis Leon

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • [FCA CF] Material risk taker (since 18 Aug 2022)
    • [FCA CF] Significant management (since 18 Aug 2022)
    • [FCA CF] Manager of certification employee (since 13 Nov 2020)
    • [FCA CF] Client dealing (since 13 Nov 2020)
    • [PRA CF] Managing a material risk taker (19 Aug 2022 to 17 Mar 2023)
    • [FCA CF] Material risk taker (15 Sep 2021 to 4 Feb 2022)
  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 12 Mar 2021)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 12 Mar 2021)
  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • SMF3 Executive Director (9 Mar 2020 to 15 Jun 2020)
    • CF29 Significant management (31 May 2017 to 8 Dec 2019)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 15 Jun 2020)
    • CF29 Significant management (29 Jan 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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