Daniel Read

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 9 Nov 2023)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- [FCA CF] Client dealing (1 Oct 2022 to 23 Aug 2023)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- [FCA CF] Client dealing (30 Jun 2020 to 23 Aug 2023)
- CF30 Customer (19 Sep 2018 to 8 Dec 2019)
TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF30 Customer (19 Sep 2018 to 8 Dec 2019)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (18 Aug 2010 to 19 Nov 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.