Daniel Philip Ash

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Magen Financial LLP
FRN 956597
- [FCA CF] Client dealing (since 17 Jan 2024)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- [FCA CF] Client dealing (31 Oct 2020 to 1 Nov 2020)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (10 Sep 2012 to 14 Apr 2016)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (1 Mar 2010 to 8 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.