Daniel Peter Worthington

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Manager of certification employee (since 23 Oct 2019)
    • [FCA CF] Client dealing (since 25 Sep 2019)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 23 Oct 2019)
    • [FCA CF] Client dealing (since 25 Sep 2019)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • [FCA CF] Manager of certification employee (23 Oct 2019 to 30 Jan 2023)
    • [FCA CF] Client dealing (25 Sep 2019 to 30 Jan 2023)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Manager of certification employee (7 Sep 2016 to 18 Sep 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 18 Sep 2019)
    • CF30 Customer (9 Mar 2009 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 18 Sep 2019)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 18 Sep 2019)

Recent activity

Updates to this individual's record on the FCA register.

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