Daniel Peter Thompson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 10 Mar 2026)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2026)
  • LIFT-Invest Limited

    FRN 758465

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Client dealing (20 Sep 2020 to 12 Feb 2026)
  • Atomos Investments Limited (no longer approved here)

    FRN 122588

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 16 Apr 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 16 Apr 2020)

Recent activity

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