Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 8 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 22 Aug 2022)
    • (1)Employed By (since 8 Sep 2022)
  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • [FCA CF] Functions requiring qualifications (14 Oct 2021 to 8 Jun 2022)
    • [FCA CF] Client dealing (14 Oct 2021 to 8 Jun 2022)
  • Attivo Financial Services Limited (no longer approved here)

    FRN 462105

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Jun 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 8 Jun 2022)
    • CF30 Customer (4 Feb 2019 to 8 Jun 2022)
  • Attivo Financial Planning Limited (no longer approved here)

    FRN 451967

    • Employed By (4 Mar 2019 to 8 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.