Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (16 Aug 2022 to 30 Aug 2024)
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- CF10a CASS Oversight function (9 Jun 2015 to 1 Aug 2017)
- CF10 Compliance Oversight (14 Feb 2012 to 13 Jun 2017)
- CF11 Money Laundering Reporting (14 Feb 2012 to 13 Jun 2017)
- CF30 Customer (25 Aug 2009 to 22 Nov 2017)
- CF4 Partner (25 Aug 2009 to 22 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.