Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF30 Customer (since 8 Apr 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2019 to 16 Dec 2020)
    • Employed By (since 8 Apr 2021)
  • Alexanders Wealth Management Ltd (no longer approved here)

    FRN 794777

    • (4)Employed By (11 Nov 2019 to 16 Dec 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexanders Wealth Management Ltd

  2. controlled function added: (4)Employed By at Alexanders Wealth Management Ltd