Daniel Parker

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited

    FRN 124543

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • [FCA CF] Client dealing (11 Sep 2020 to 29 Jun 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (18 Sep 2019 to 17 Jul 2020)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (3 Nov 2016 to 15 Sep 2019)
    • [FCA CF] Client dealing (1 Nov 2016 to 15 Sep 2019)
    • CF30 Customer (23 Sep 2014 to 6 Mar 2016)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • CF30 Customer (12 Dec 2008 to 11 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.