Daniel Oakes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Commerzbank AG (no longer approved here)

    FRN 124920

    • [FCA CF] Client dealing (7 Mar 2016 to 27 Mar 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 Mar 2019)
    • CF30 Customer (19 Aug 2010 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 6 Mar 2009)
    • CF21 Investment Adviser (21 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.