Daniel Nicholas Gross

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 20 Nov 2021)
    • CF30 Customer (5 Aug 2016 to 8 Dec 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (12 Jul 2011 to 4 May 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 29 Mar 2011)
    • CF21 Investment Adviser (18 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Jul 2006 to 17 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.