Daniel Newman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Client dealing (since 12 Dec 2016)
    • [FCA CF] Manager of certification employee (since 12 Dec 2016)
    • [FCA CF] Material risk taker (since 12 Dec 2016)
    • [PRA CF] Managing a material risk taker (since 12 Dec 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Dec 2016)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 14 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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