Daniel Moxham

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (1 Aug 2013 to 1 Oct 2014)
Thomas Oliver UK LLP (no longer approved here)
FRN 501748
- (8)Employed By (1 Aug 2013 to 1 Oct 2014)
Kings Group Limited Liability Partnership (no longer approved here)
FRN 162695
- (13)Employed By (31 Jul 2008 to 31 Dec 2010)

Updates to this individual's record on the FCA register.

8 hours ago
controlled function added: (13)Employed By at Kings Group Limited Liability Partnership

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.