Daniel Morris Hecht

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 22 Feb 2024)
    • CF30 Customer (since 16 Feb 2024)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (283)Employed By (since 16 Feb 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Functions requiring qualifications (25 Sep 2020 to 1 Nov 2023)
    • [FCA CF] Client dealing (25 Sep 2020 to 1 Nov 2023)
  • One Financial Planning Ltd (no longer approved here)

    FRN 191206

    • (47)Employed By (25 Jul 2011 to 17 Apr 2013)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (25 Jul 2011 to 17 Apr 2013)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (29 Jan 2009 to 15 Jul 2011)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (47)Employed By at One Financial Planning Ltd