Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 10 Dec 2019)
    • CF30 Customer (since 10 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • (1)Employed By (since 10 Dec 2019)
  • Fairey Associates Ltd (no longer approved here)

    FRN 481350

    • CF30 Customer (5 Sep 2016 to 6 Dec 2019)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • CF30 Customer (1 Aug 2016 to 1 Aug 2016)
    • CF30 Customer (22 Jun 2009 to 31 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.