Daniel Michael Geach

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Daniel Geach Ltd

    FRN 842070

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 20 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Feb 2020)
    • SMF3 Executive Director (since 20 Feb 2020)
    • [FCA CF] Client dealing (since 20 Feb 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2020)
    • Responsible for Insurance Distribution (since 20 Feb 2020)
    • SMF16 Compliance Oversight (since 20 Feb 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 Jul 2011 to 20 Aug 2013)
  • Portland Wealth Ltd (no longer approved here)

    FRN 552102

    • Employed By (19 Jul 2011 to 20 Aug 2013)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF30 Customer (10 Mar 2010 to 1 Nov 2011)
  • Charles Daniel Ltd (no longer approved here)

    FRN 516589

    • Employed By (10 Mar 2010 to 1 Nov 2011)

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Updates to this individual's record on the FCA register.

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