Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Material risk taker (since 28 Jul 2016)
- [PRA CF] Significant risk taker or Material risk taker (since 28 Jul 2016)
- [FCA CF] Manager of certification employee (9 Aug 2019 to 31 Jan 2021)
- [PRA CF] Managing a material risk taker (28 Nov 2017 to 31 Mar 2019)
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- SMF3 Executive Director (9 Dec 2019 to 8 Jun 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Nov 2020)
- CF1 Director (26 Jul 2018 to 8 Dec 2019)
- CF30 Customer (26 Jul 2018 to 8 Dec 2019)
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- [PRA CF] Managing a material risk taker (9 Aug 2019 to 8 Dec 2019)
- [FCA CF] Manager of certification employee (28 Nov 2017 to 31 Mar 2019)
- [PRA CF] Significant risk taker or Material risk taker (28 Jul 2016 to 8 Dec 2019)
- [FCA CF] Material risk taker (28 Jul 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.