Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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abrdn Fund Managers Limited
FRN 121803
- [FCA CF] Manager of certification employee (since 1 Jan 2024)
- [FCA CF] Material risk taker (since 1 Jan 2023)
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abrdn Investments Limited
FRN 121891
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
- CF30 Customer (26 Oct 2017 to 8 Dec 2019)
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abrdn Investment Management Limited
FRN 188406
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
- CF30 Customer (1 Nov 2013 to 8 Dec 2019)
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- [FCA CF] Material risk taker (8 Mar 2024 to 18 Mar 2026)
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- CF30 Customer (1 Dec 2009 to 24 Nov 2010)
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- CF30 Customer (12 Mar 2009 to 24 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 24 Nov 2010)
- CF27 Investment Management (18 Oct 2005 to 31 Oct 2007)
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- CF27 Investment Management (1 Dec 2001 to 17 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.