Daniel Mather Laws

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

DML FINANCIAL PLANNING LTD
FRN 583599
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF30 Customer (1 Nov 2012 to 8 Dec 2019)
- CF1 Director (1 Nov 2012 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Nov 2012 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Nov 2012 to 8 Dec 2019)
- Responsible for Insurance Mediation (1 Nov 2012 to 30 Sep 2018)
Bede Financial Group Limited (no longer approved here)
FRN 408228
- CF30 Customer (21 Mar 2011 to 29 May 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.