Daniel Martin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MDM Wealth Ltd

    FRN 823733

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 14 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 14 Nov 2022)
    • SMF16 Compliance Oversight (since 14 Nov 2022)
    • Responsible for Insurance Distribution (since 14 Nov 2022)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (3 Jun 2019 to 8 Dec 2019)
    • CF1 Director (3 Jun 2019 to 8 Dec 2019)
  • FINANCIAL DESIGN (INDEPENDENT FINANCIAL ADVISORS) LIMITED (no longer approved here)

    FRN 536994

    • CF30 Customer (22 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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