Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPRICORN FUND MANAGERS LIMITED
FRN 505252
- CF1 Director (AR) (since 9 Sep 2024)
- CF30 Customer (since 9 Sep 2024)
- [FCA CF] Significant management (since 5 Aug 2024)
- [FCA CF] Client dealing (since 5 Aug 2024)
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Barna Partners LTD
FRN 1017862
- Employed By (since 9 Sep 2024)
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- SMF3 Executive Director (9 Dec 2019 to 23 Nov 2020)
- CF1 Director (2 Jul 2018 to 8 Dec 2019)
- CF30 Customer (2 Jul 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.