Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (1 Feb 2021 to 20 Jul 2021)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (20 Jan 2021 to 20 Jul 2021)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (20 Jan 2021 to 20 Jul 2021)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (1 Apr 2019 to 15 Dec 2020)
    • [FCA CF] Client dealing (7 Mar 2016 to 15 Dec 2020)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Nov 2006 to 1 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.