Daniel Luke Sutcliffe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 15 Sep 2023)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 17 Aug 2018)
Sutcliffe Wealth Management Limited
FRN 1000517
- (2)Employed By (since 15 Sep 2023)
Eccles Greenwood Financial Planning LLP (no longer approved here)
FRN 813159
- (5)Employed By (17 Aug 2018 to 28 Sep 2023)

Updates to this individual's record on the FCA register.

1 hour ago
controlled function removed: Employed By at Sutcliffe Wealth Management Limited
1 hour ago
controlled function added: (2)Employed By at Sutcliffe Wealth Management Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.