Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- [FCA CF] Material risk taker (since 9 Jan 2026)
- [FCA CF] Significant management (9 Jun 2021 to 18 Feb 2025)
- [FCA CF] Client dealing (22 Feb 2021 to 18 Feb 2025)
- [FCA CF] Manager of certification employee (22 Feb 2021 to 18 Feb 2025)
- [FCA CF] Material risk taker (22 Feb 2021 to 31 Dec 2021)
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JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Significant management (since 9 Jun 2021)
- [FCA CF] Manager of certification employee (since 23 Dec 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Significant management (since 9 Jun 2021)
- [FCA CF] Manager of certification employee (since 23 Dec 2016)
- [FCA CF] Material risk taker (since 23 Dec 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (9 Jan 2026 to 17 Feb 2026)
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- [FCA CF] Significant management (9 Jun 2021 to 4 Jul 2022)
- [FCA CF] Material risk taker (9 Jun 2021 to 4 Jul 2022)
- [FCA CF] Manager of certification employee (31 May 2018 to 4 Jul 2022)
- [FCA CF] Client dealing (26 Feb 2018 to 4 Jul 2022)
Recent activity
Updates to this individual's record on the FCA register.
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