Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Manager of certification employee (17 Oct 2019 to 6 Jan 2021)
    • [FCA CF] Material risk taker (27 Jun 2019 to 6 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jan 2021)
    • CF30 Customer (30 Jul 2013 to 6 Mar 2016)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Manager of certification employee (17 Oct 2019 to 6 Jan 2021)
    • [FCA CF] Material risk taker (27 Jun 2019 to 6 Jan 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 6 Jan 2021)
    • CF30 Customer (30 Jul 2013 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 10 May 2013)
    • CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.